A Random Forest approach to detect and identify Unlawful Insider Trading
This study proposes a new method for detecting insider trading. The method combines principal component analysis (PCA) with random forest...
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15 janv.
The State of Cyber Resilience 2023
“… the report underscores the critical role of emerging governance, risk, and compliance frameworks in ensuring organizations remain...
23 août 2023
RPA in Accounting Risk and Internal Control: Insights from RPA Program Managers
This study investigates the #riskmitigation and #internalcontrols organizations implement in their Robotic Process Automation (#rpa)...
22 août 2023
Corporate Governance and Risk-Taking: A Statistical Approach
The article presents three key arguments on #risktaking in #corporategovernance. Firstly, it asserts that #riskmanagers shouldn't be...
16 août 2023
The SEC Proposed Cybersecurity Infrastructure Rules and New Disclosure Requirements
On July 26, 2023, the #sec adopted final rules requiring disclosure of material #cybersecurity incidents on Form 8-K and periodic...
18 juil. 2023
Climate Change Stress Testing for the Banking System
The paper explores the potential inclusion of #climatechange #risks in the #prudential #regulatoryframework, specifically discussing...
29 juin 2023
Using Process Mining as an Assurance-Tool in the Three-Lines-Of-Defense Model
"#processmining has become a standard in many companies as part of #processcontrol in various areas. Previous papers for specific areas...
26 juin 2023
Machine Learning and IRB Capital Requirements: Advantages, Risks, and Recommendations
This paper examines the use of #machinelearning methods in the context of #banks' #capitalrequirements, specifically the internal Ratings...
20 juin 2023
The Unconscious Conscience of Digital Transformation: The Chief Compliance Officer
This paper explores the evolving role of #compliance in #digitaltransformation (#dt), as corporations globally embrace technology to...
15 mai 2023
Central bank supervisory role: micro-prudential supervision and regulation of ESG risks
This paper discusses the role of #centralbanks in #regulating and #supervising #esgrisks in the #banking sector. The authors review...
2 mai 2023
Rationalizing AI Governance: A Cross-Disciplinary Perspective
The study emphasizes the need for a better understanding of #ai to avoid policies that may hinder its benefits. It argues for a...
25 avr. 2023
A Disaster Risk Reduction and Resilience Scorecard for Climate Adaptation
This research presents a balance #scorecard tool for assessing #disasterriskreduction and #resilience (#dr3) in the context of #floods,...
19 avr. 2023
Risk, Discretion, and Bank Supervision
"... the new Climate Risk Division will integrate climate risks into its supervision of regulated entities, support the industry’s growth...
14 avr. 2023
Getting AI Innovation Culture Right
This paper discusses the role of public policy in #regulating the development of #ai, #ml, and #robotics, and the potential #risks of...
5 avr. 2023
Do Board Characteristics Matter for Bank Performance and Risk-Taking? Evidence from European Banks
"#banks that did well in the #gfc also did well in the #pandemic while banks that did poorly during the GFC also did poorly during the...
31 mars 2023
Cybersecurity and Executive Compensation
The findings underscore the importance of inside debt compensation as a #riskmanagement #governance mechanism that alleviates...
17 mars 2023
How Crime Shapes Insurance and Insurance Shapes Crime
Examines the relationship between #crime and #insurance, with a focus on the role of #governance, #riskassessment and #riskmanagement,...
2 mars 2023
Algorithmic Black Swans
The paper discusses the risks posed by #artificialintelligence (#ai) systems, from biased lending algorithms to chatbots that spew...
14 nov. 2022
The Government Behind Insurance Governance: Lessons for Ransomware
"This paper analyzes how governments support insurance markets to maintain insurability and limit risks to society. We propose a new...
8 nov. 2022
Repositioning the Compliance Function in the New Governance Era
"... I consider the effectiveness of the Compliance role within the organisational structure and how far the demarcation of the function...
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